Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., a leading financial services firm in Memphis. We're seeking a detail-oriented Compliance Officer to ensure adherence to federal regulations, internal policies, and industry standards. You'll play a critical role in safeguarding our operations while supporting our mission to deliver innovative financial solutions to the Mid-South region. Enjoy competitive benefits, professional development opportunities, and a collaborative work environment in downtown Memphis.
Responsibilities
- Monitor and interpret regulatory changes (e.g., SEC, FINRA, AML) to update compliance frameworks
- Conduct risk assessments and internal audits to identify compliance gaps
- Develop and deliver compliance training programs for 200+ employees
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal, risk, and operations teams to embed compliance controls
- Stay current on industry trends through continuous learning and networking
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Relevant certifications (e.g., CRCM, CAMS, CCEP) preferred
- Strong knowledge of banking regulations and risk management principles
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Proficiency with compliance software (e.g., Nasdaq, Wolters Kluwer)
- Ability to manage competing priorities in a fast-paced environment