Job Description
Join our award-winning team in the heart of New Orleans as a Compliance Officer! We're offering an exceptional $15,000 sign-on bonus for qualified candidates who can navigate the complex regulatory landscape of the financial services industry. This is your opportunity to make a tangible impact while enjoying the vibrant culture and career growth opportunities New Orleans has to offer.
At Coastal Financial Services, we pride ourselves on fostering a collaborative environment where compliance professionals are empowered to drive ethical business practices. You'll work alongside industry leaders in our state-of-the-art downtown office, with competitive benefits and a commitment to professional development.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (Regulations D, E, CCARA, BSA/AML) and state-specific requirements
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate and resolve regulatory inquiries from FINRA, SEC, and state banking authorities
- Deliver compliance training to staff across multiple departments (Lending, Wealth Management, Operations)
- Prepare detailed regulatory reports and maintain accurate compliance documentation
- Collaborate with legal counsel to ensure adherence to evolving regulatory frameworks
- Lead incident response protocols for compliance breaches and regulatory violations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Current CRCM, CAMS, or CCEP certification required
- Deep expertise in federal banking regulations and Louisiana state compliance requirements
- Proven track record of developing and implementing compliance frameworks
- Exceptional analytical skills with attention to regulatory detail
- Strong written and verbal communication skills for complex regulatory reporting
- Experience with compliance management software (e.g., MetricStream, RSA Archer)