Job Description
Join our award-winning compliance team in Pittsburgh as we redefine regulatory excellence. Global Financial Services Inc. seeks a detail-oriented Compliance Officer to safeguard our operations while driving ethical growth in the financial services sector. You'll be at the forefront of regulatory innovation, ensuring adherence to FINRA, SEC, and state regulations while shaping our compliance framework. This hybrid role offers competitive compensation, comprehensive benefits, and unparalleled career advancement in one of America's most vibrant cities.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal and state regulations
- Conduct risk assessments and internal audits across all business units
- Monitor regulatory changes and update policies/procedures accordingly
- Train staff on compliance requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, operations, and audit teams on compliance initiatives
- Prepare reports for senior management and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Deep knowledge of FINRA, SEC, and Pennsylvania state regulations
- Experience with AML, KYC, and anti-fraud protocols
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficiency in compliance software (e.g., Salesforce Financial Services Cloud)