Job Description
Join our award-winning compliance team in Milwaukee and launch your career through our comprehensive paid training program! We're seeking motivated individuals to become future regulatory compliance leaders. Enjoy hands-on mentorship, industry-recognized certifications, and a structured learning path designed to transform you into a compliance expert. No prior experience required – we invest in talent and provide all necessary training. Work in a dynamic environment where your growth is prioritized, and make a real impact on our clients' financial integrity.
Responsibilities
- Monitor and interpret evolving financial regulations (SEC, FINRA, CFTC, etc.)
- Conduct internal audits and compliance reviews across banking operations
- Develop and implement compliance policies and training programs
- Investigate potential regulatory violations and recommend corrective actions
- Liaise with regulatory bodies during examinations and inquiries
- Prepare detailed compliance reports for executive stakeholders
- Stay current on AML, KYC, and anti-fraud best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- Strong analytical and problem-solving abilities
- Exceptional written and verbal communication skills
- Proficiency in Microsoft Office Suite and compliance software (e.g., Compliance.ai)
- Attention to detail with meticulous documentation habits
- Ability to thrive in fast-paced, regulated environments
- Commitment to ethical conduct and confidentiality
- Willingness to obtain FINRA Series 7/63 within 6 months of hire