Job Description
Join Our Award-Winning Compliance Team in Henderson, NV!
We're urgently seeking a detail-oriented Compliance Officer to join our dynamic financial services team. If you're passionate about regulatory excellence and want to make an immediate impact in a growing Nevada market, this is your moment. Enjoy competitive compensation, comprehensive benefits, and a collaborative culture that values integrity and innovation.
Why Apply Today?
• Urgent opening with immediate start opportunity
• Competitive salary + performance bonuses
• Comprehensive health/dental/vision benefits
• Hybrid work flexibility (3 days remote)
• Professional development fund
• Recognition as a top 100 Nevada employer
Responsibilities
- Monitor and implement federal/state compliance regulations (FINRA, SEC, NMLS)
- Conduct internal audits and risk assessments across financial products
- Develop/update compliance policies and procedural documentation
- Train staff on regulatory changes and compliance protocols
- Investigate and resolve compliance violations with corrective actions
- Collaborate with legal team on regulatory filings and examinations
- Prepare management reports on compliance metrics and trends
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- FINRA Series 63/66 or equivalent regulatory certifications
- Expert knowledge of federal/state banking regulations
- Advanced proficiency in compliance software (e.g., ComplySci, MetricStream)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Experience with regulatory examinations and reporting