Job Description
Join our dynamic team as a Compliance Officer in Anchorage, AK! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across our financial operations. This is your opportunity to make an immediate impact in a vital role while enjoying Alaska's unique lifestyle. Start tomorrow with our streamlined onboarding process!
Responsibilities
- Monitor regulatory changes (FINRA, SEC, Alaska State Banking Laws) and implement compliance protocols
- Conduct internal audits and risk assessments for financial products
- Develop and maintain compliance training programs for 50+ employees
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for executive leadership
- Liaise with regulators during examinations and inquiries
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Knowledge of Alaska state and federal financial regulations
- Strong analytical skills with attention to detail
- Ability to interpret complex regulatory documents
- Excellent written/verbal communication skills
- Relevant certifications (CRCM, CAMS) preferred