Job Description
Join our dynamic team as a Compliance Officer and become a guardian of regulatory excellence in Cincinnati's thriving financial sector. We're urgently seeking a detail-oriented professional to ensure our organization maintains strict adherence to federal regulations, industry standards, and internal policies. This high-impact role offers the opportunity to shape compliance frameworks while working with cutting-edge financial technology in a collaborative, growth-oriented environment.
Our commitment to professional development includes industry certifications, mentorship programs, and competitive benefits. Cincinnati Financial Services offers hybrid work arrangements, comprehensive health coverage, and 401(k) matching to support your career journey.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and Ohio state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate regulatory violations and recommend corrective actions with detailed documentation
- Collaborate with legal and operations teams to ensure policy consistency across departments
- Prepare comprehensive compliance reports for executive stakeholders and regulatory bodies
- Train staff on regulatory updates and internal compliance protocols
- Stay current on evolving financial regulations through continuous research
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Active CRCM or CAMS certification (or willingness to obtain within 6 months)
- Proficiency with compliance management software (e.g., MetricStream, Compliance.ai)
- Strong analytical skills with attention to detail and documentation accuracy
- Experience conducting internal audits and regulatory examinations
- Excellent communication skills for stakeholder presentations and training sessions