Job Description
Join our dynamic compliance team at Heartland Financial Solutions and become a guardian of ethical excellence in Kansas City's thriving financial sector. We're seeking a meticulous Compliance Officer to ensure regulatory adherence across our operations while driving proactive risk management strategies. In this pivotal role, you'll collaborate with cross-functional teams to navigate complex regulatory landscapes and implement robust compliance frameworks. Enjoy competitive benefits, professional development opportunities, and a collaborative culture that values integrity and innovation.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, OCC) applicable to financial services
- Develop and implement comprehensive compliance policies, procedures, and training programs
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate potential violations and recommend corrective actions
- Liaise with regulatory bodies and maintain accurate reporting documentation
- Advise stakeholders on regulatory changes and compliance implications
- Manage compliance databases and reporting systems
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years compliance/regulatory experience in financial services
- Relevant certifications (CRCM, CAMS, CCEP) preferred
- Deep knowledge of banking/financial regulations
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficiency with compliance software (e.g., Actimize, NICE Actimize)
- Ability to manage competing priorities in a fast-paced environment