Job Description
Join Nevada Financial Services as a Compliance Officer and become a guardian of regulatory excellence in the heart of Las Vegas. We're seeking a detail-oriented professional to safeguard our operations while driving ethical business practices. This role offers competitive compensation, comprehensive benefits, and the opportunity to work in a dynamic environment where your expertise directly impacts our success.
As a key member of our risk management team, you'll ensure adherence to federal, state, and industry regulations while fostering a culture of compliance. Our commitment to professional development ensures you'll stay ahead of evolving regulatory landscapes.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, AML) to update compliance frameworks
- Conduct internal audits and risk assessments across all business units
- Develop and implement compliance policies, procedures, and training programs
- Investigate and resolve compliance violations through root cause analysis
- Collaborate with legal, operations, and audit teams to align compliance initiatives
- Prepare comprehensive compliance reports for senior leadership and regulators
- Lead cross-functional compliance projects and process improvements
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or gaming industries
- CRCM, CAMS, or CCEP certification required
- Expert knowledge of federal/state regulations (NRS, FINRA, BSA)
- Advanced proficiency in compliance management software (e.g., NASD, Actimize)
- Exceptional analytical and investigative skills with attention to detail
- Strong written/verbal communication and presentation abilities
- Experience managing regulatory examinations and enforcement actions