Job Description
Join our award-winning compliance team in Wichita, KS and become a guardian of ethical standards! We're seeking a meticulous Compliance Officer to safeguard our operations against regulatory risks. With a competitive salary and a $5,000 sign-on bonus, this role offers exceptional growth opportunities in a dynamic financial services environment. Enjoy comprehensive benefits, hybrid work flexibility, and the chance to shape our compliance framework while making a tangible impact on our organization's integrity.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, etc.)
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate regulatory violations and recommend corrective actions
- Provide compliance training to staff across all departments
- Stay updated on regulatory changes and advise on policy adjustments
- Prepare detailed compliance reports for senior leadership and regulators
- Collaborate with legal and audit teams to ensure cohesive risk management
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and banking regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficient in compliance software (e.g., NASD, Bloomberg)
- Ability to communicate complex regulations clearly to non-experts
- Detail-oriented with impeccable ethical standards