Job Description
Join our dynamic team as a Compliance Officer in Honolulu and play a critical role in safeguarding our organization's integrity. We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in the financial services sector. This premium opportunity offers competitive compensation, comprehensive benefits, and the chance to make a tangible impact in a tropical paradise.
Responsibilities
- Monitor and interpret evolving federal, state, and local regulations (e.g., SEC, FINRA, DFS)
- Develop, implement, and audit compliance policies and procedures
- Conduct thorough risk assessments and internal investigations
- Provide compliance training to staff across all departments
- Prepare detailed regulatory reports and documentation
- Collaborate with legal and senior leadership on compliance strategies
- Manage vendor compliance relationships and due diligence
Qualifications
- Bachelor's degree in Finance, Law, Business Administration, or related field
- 3+ years of compliance experience in financial services
- Active CRCM or CAMS certification preferred
- Deep knowledge of Hawaii-specific financial regulations
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills
- Proficiency with compliance management software (e.g., RSA Archer)
- Ability to thrive in fast-paced, deadline-driven environments