Job Description
Join our award-winning financial services firm as a Compliance Officer in Kansas City! You'll be pivotal in safeguarding our operations while advancing your career in one of America's most vibrant financial hubs. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a collaborative environment.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (Dodd-Frank, AML, BSA)
- Conduct risk assessments and internal audits to identify compliance gaps
- Train staff on regulatory requirements and ethical standards
- Investigate and resolve compliance violations with corrective actions
- Monitor regulatory changes and update policies accordingly
- Prepare reports for executive team and regulatory bodies
- Collaborate with legal, audit, and risk management departments
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CAMS preferred
- Expertise in banking regulations and risk frameworks
- Strong analytical and problem-solving abilities
- Exceptional communication and presentation skills
- Proficiency with compliance management software