Job Description
Join our dynamic compliance team at Global Financial Services in Tulsa, OK! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risk in a fast-paced financial environment. Enjoy a competitive salary, comprehensive benefits, and a $5,000 sign-on bonus for immediate hires. This hybrid role offers flexibility while working to maintain our industry-leading standards of integrity and compliance.
Responsibilities
- Monitor and interpret federal, state, and local regulations (e.g., FINRA, SEC, OCC)
- Develop, implement, and update compliance policies and procedures
- Conduct internal audits and regulatory examinations
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed compliance reports for senior leadership and regulatory bodies
- Train staff on compliance requirements and ethical standards
- Collaborate with legal, risk, and audit departments to ensure alignment
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of banking regulations and compliance frameworks
- Professional certification (CRCM, CAMS, or CCEP) preferred
- Exceptional analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficient in compliance software and MS Office Suite
- Ability to handle confidential information with discretion