Job Description
We are looking for a driven Compliance Officer to lead our regulatory efforts in Miami, FL. At Apex Compliance Solutions, we pride ourselves on fostering a culture of integrity and transparency. This is a full-time opportunity to shape our compliance framework and ensure we meet the highest industry standards.
You will play a critical role in identifying risks, mitigating threats, and ensuring our operations align with local and federal laws. If you have a keen eye for detail and a passion for regulatory excellence, we want to hear from you.
Key Benefits:
- Competitive salary and performance bonuses.
- Comprehensive health, dental, and vision insurance.
- Professional development and certification reimbursement.
Responsibilities
- Monitor changes in federal and state regulations to ensure ongoing compliance.
- Conduct internal audits and risk assessments of business processes.
- Oversee the KYC (Know Your Customer) and AML (Anti-Money Laundering) programs.
- Develop and maintain compliance manuals, policies, and standard operating procedures.
- Investigate potential violations and recommend disciplinary or corrective actions.
- Train staff on compliance policies and regulatory requirements.
- Prepare reports for executive leadership and regulatory bodies.
Qualifications
- Bachelor’s degree in Finance, Law, Business, or a related field.
- Minimum of 4 years of experience in compliance, auditing, or risk management.
- Certification such as CCSA, CFE, CFEA, or CPA is a plus.
- Deep knowledge of US banking regulations, SEC rules, and OFAC sanctions.
- Strong analytical and problem-solving skills.
- Excellent written and verbal communication skills.
- Ability to work independently and manage multiple priorities.