Job Description
Join our dynamic team as an immediate-hire Compliance Officer at Omaha Financial Group. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate financial risks. This contract-to-permanent opportunity offers competitive compensation and the chance to make an immediate impact in Omaha's thriving financial sector.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments for financial operations
- Prepare detailed compliance reports for executive leadership
- Train staff on AML, KYC, and FINRA regulations
- Investigate potential compliance violations and recommend corrective actions
- Liaise with regulatory bodies during examinations
- Develop and maintain compliance documentation systems
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- FINRA Series 63/66 or equivalent certification required
- Proficient in compliance management software (e.g., Certify, AdHoc)
- Strong analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Ability to manage multiple deadlines in fast-paced environment