Job Description
Join Madison Financial Partners as a Compliance Officer and become a guardian of ethical excellence in the heart of Wisconsin's financial hub. We're seeking a meticulous professional to ensure our operations adhere to evolving regulations while fostering a culture of integrity. This hybrid role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks in a dynamic environment.
Responsibilities
- Develop and implement compliance programs aligned with federal (FFIEC, SEC) and state regulations
- Conduct risk assessments and internal audits for banking, lending, and investment operations
- Monitor regulatory changes (e.g., BSA/AML, Dodd-Frank) and update policies accordingly
- Train staff on compliance protocols and ethical conduct standards
- Investigate potential violations and prepare regulatory reports
- Collaborate with legal team to ensure adherence to FINRA and SEC requirements
- Maintain detailed compliance documentation for audit readiness
Qualifications
- Bachelor's degree in Finance, Business, or Law; advanced degree preferred
- 5+ years compliance experience in financial services or banking
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Expertise in BSA/AML, Fair Lending, and consumer protection laws
- Strong analytical skills with experience in risk assessment tools
- Exceptional written/verbal communication and presentation abilities
- Proficiency with compliance software (e.g., NICE Actimize, ComplyAdvantage)