Job Description
Join our dynamic compliance team in San Antonio and make an immediate impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and drive ethical practices. This urgent opportunity allows you to start your career journey tomorrow in a role offering growth, competitive benefits, and the chance to shape our compliance framework. Apply today to join our mission of financial integrity!
Responsibilities
- Monitor and interpret federal/state regulations (e.g., FINRA, SEC, CFPB)
- Conduct internal audits and risk assessments quarterly
- Develop/update compliance policies and training materials
- Investigate potential violations and implement corrective actions
- Collaborate with legal, operations, and HR departments
- Prepare regulatory reports and maintain documentation
- Stay updated on industry compliance trends
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of financial regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Excellent analytical and communication skills
- Proficiency in compliance software (e.g., ComplySci)
- Ability to thrive in fast-paced environments