Job Description
Join our dynamic compliance team in Lubbock, TX, as a Compliance Officer. You'll be instrumental in ensuring our financial operations adhere to federal regulations, industry standards, and internal policies. This pivotal role requires meticulous attention to detail, ethical decision-making, and proactive risk mitigation. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive environment.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to update compliance protocols
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance training programs for all staff levels
- Investigate and resolve regulatory violations with corrective action plans
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal, audit, and risk management teams for cohesive oversight
- Ensure adherence to data privacy laws (e.g., CCPA, GDPR)
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field
- 3+ years of compliance experience in financial services
- Industry certifications (CRCM, CAMS, or CCEP) preferred
- Strong knowledge of banking regulations and risk management frameworks
- Exceptional analytical skills with attention to detail
- Excellent written/verbal communication and presentation abilities
- Proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Ability to thrive in fast-paced, deadline-driven environments