Job Description
Join Atlantic Financial Group as a Compliance Officer and receive a $10,000 sign-on bonus! We're seeking a detail-oriented professional to ensure regulatory compliance and mitigate risks in our dynamic financial services environment. This role offers competitive compensation, comprehensive benefits, and career growth opportunities in Jacksonville's thriving financial district.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare regulatory reports and maintain accurate compliance documentation
- Train staff on compliance policies and regulatory updates
- Investigate and resolve compliance violations with corrective actions
- Collaborate with legal and senior leadership on compliance strategy
- Stay current on evolving financial regulations and industry trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Relevant certifications (CRCM, CAMS, CCEP) strongly preferred
- Proficiency with compliance software and regulatory databases
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Experience with AML/BSA regulations and FINRA rules