Job Description
Join Boston Financial Group as a Compliance Officer with weekly pay and make an immediate impact in our dynamic financial services environment. We're seeking a detail-oriented professional to ensure regulatory adherence while advancing our mission of client protection and operational excellence. Enjoy competitive compensation, comprehensive benefits, and the stability of a leading Boston institution.
Responsibilities
- Monitor regulatory developments (FINRA, SEC, MA state laws) and implement compliance protocols
- Conduct risk assessments and internal audits for investment advisory services
- Develop and maintain compliance policies/procedures with AML/BSA requirements
- Train staff on regulatory changes and ethical standards
- Investigate potential violations and prepare corrective action plans
- Liaise with external regulators during examinations
- Prepare compliance reports for senior leadership and board committees
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services or fintech
- FINRA Series 63/65/66 licenses or willingness to obtain
- Advanced knowledge of federal/state regulations (Dodd-Frank, MA CMR 940)
- Strong analytical skills with attention to detail
- Experience with compliance software (e.g., NASD, RiskGuardian)
- Excellent written/verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environments