Job Description
Join our award-winning team at Global Financial Solutions Inc. as a Compliance Officer and become a guardian of ethical excellence in Tampa's thriving financial sector. We're urgently seeking detail-oriented professionals to ensure regulatory adherence and mitigate risks across our dynamic operations.
What We Offer:
- Competitive salary with performance bonuses
- Comprehensive health benefits package
- Professional development stipend
- Hybrid work model (3 days office/2 days remote)
This is your opportunity to make a tangible impact while advancing your career in compliance. Apply today to join our mission-driven organization!
Responsibilities
- Monitor and implement federal/state regulatory requirements (FINRA, SEC, CFPB)
- Conduct internal audits and risk assessments for financial products/services
- Develop/update compliance policies and procedures documentation
- Investigate and resolve compliance violations/incidents
- Provide compliance training to 50+ employees quarterly
- Prepare regulatory reports and maintain audit trails
- Collaborate with legal team on regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Advanced proficiency in compliance software (e.g., Diligent)
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills