Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and make an immediate impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across all financial operations. This urgent opening offers a competitive compensation package and the chance to work in Scottsdale's thriving business district. Ideal candidates will thrive in fast-paced environments and possess a passion for regulatory excellence.
Why Join Us?
- Immediate start date with comprehensive onboarding
- Collaborative team environment with growth opportunities
- Competitive benefits package including health insurance and retirement plans
- Modern office in Scottsdale's premier business corridor
Responsibilities
- Monitor and implement regulatory changes (FINRA, SEC, AML) across financial products
- Conduct risk assessments and internal audits to identify compliance gaps
- Develop and maintain compliance policies and procedures documentation
- Train staff on regulatory requirements and best practices
- Investigate and resolve compliance violations with corrective action plans
- Liaise with external regulators during examinations and inquiries
- Prepare comprehensive compliance reports for executive stakeholders
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Certified Compliance & Ethics Professional (CCEP) designation required
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance management software (e.g., MetricStream)
- Proven track record of regulatory investigations and remediation
- Excellent written and verbal communication skills