Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Lincoln, NE. We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This is a critical role offering competitive compensation, comprehensive benefits, and immediate start date. If you're passionate about compliance excellence and want to make an impact, apply today!
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, AML) to ensure organizational compliance
- Conduct internal audits and risk assessments across financial operations
- Develop/implement compliance policies and training programs for 200+ employees
- Investigate potential violations and prepare regulatory reporting documentation
- Liaise with external auditors and regulatory agencies during examinations
- Maintain compliance databases and track regulatory changes
- Lead remediation efforts for compliance gaps
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 24/26 or CCEP certification required
- Expert knowledge of banking regulations (BANK SECrecy Act, Dodd-Frank)
- Advanced proficiency in compliance software (e.g., MetricStream, Wolters Kluwer)
- Exceptional analytical and investigative skills
- Proven ability to manage multiple priorities under tight deadlines