Job Description
Join our dynamic team in Fort Wayne as a Compliance Officer and drive regulatory excellence in a fast-paced financial environment. We're urgently seeking a detail-oriented professional to ensure adherence to federal and state regulations while fostering a culture of compliance. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make a significant impact in our growing organization.
Responsibilities
- Monitor regulatory changes and implement updated compliance policies
- Conduct internal audits and risk assessments across all departments
- Develop and deliver compliance training programs to staff
- Investigate and resolve compliance violations with corrective actions
- Prepare detailed reports for executive leadership and regulatory bodies
- Collaborate with legal and risk management teams on compliance frameworks
- Stay current with FINRA, SEC, and Indiana state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong knowledge of federal/state financial regulations
- Exceptional analytical and problem-solving skills
- Experience with compliance software (e.g., Fenergo, MetricStream)
- Ability to interpret complex legal documents and regulations
- Excellent written and verbal communication skills