Job Description
Join our award-winning team at Nevada Financial Group as we expand our compliance division in Las Vegas! We're urgently seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate financial risks. This is a critical role requiring proactive monitoring of evolving regulations, exceptional analytical skills, and the ability to collaborate across departments. Enjoy competitive compensation, comprehensive benefits, and career growth in Nevada's thriving financial hub. Apply today to secure your position in this urgent opening!
Responsibilities
- Monitor regulatory changes (FINRA, SEC, AML) and implement compliance policies
- Conduct internal audits and risk assessments across banking operations
- Prepare regulatory reports and disclosures for federal/state authorities
- Train staff on compliance procedures and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Maintain compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of federal/state banking regulations
- Certified Compliance & Anti-Money Laundering (CCAML) preferred
- Advanced analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Proficient with compliance software and MS Office Suite
- Ability to handle sensitive information with discretion