Job Description
Join Cincinnati's premier wealth management firm as a Senior Financial Advisor. We're seeking dynamic professionals to build client relationships while delivering comprehensive financial strategies. Enjoy uncapped commission potential, top-tier training, and a collaborative culture that rewards excellence. Your expertise will shape the financial futures of high-net-worth individuals across Ohio.
Why Join Us?
• Industry-leading compensation structure with 401k match
• Access to proprietary investment platforms
• Dedicated compliance and operations support
• Flexible hybrid work environment
Responsibilities
- Develop and execute personalized financial plans for 50+ high-net-worth clients
- Drive revenue through investment product sales and asset acquisition
- Conduct quarterly portfolio reviews and market trend analysis
- Cultivate strategic partnerships with CPAs and estate attorneys
- Maintain FINRA Series 7, 66, and state insurance licenses
- Mentor junior advisors on client relationship management
- Comply with SEC/FINRA regulations and firm compliance protocols
Qualifications
- Bachelor's degree in Finance, Economics, or related field
- 5+ years experience in financial advisory or wealth management
- FINRA Series 7 & 66 licenses (or ability to obtain immediately)
- Proven track record of $10M+ AUM acquisition
- CFP or CFA designation preferred
- Advanced proficiency in financial planning software (e.g., MoneyGuidePro)
- Exceptional communication and presentation skills
- Ohio state insurance license (S2 or S3)