Job Description
Join our dynamic team as a Senior Compliance Officer in Miami! We're seeking a detail-oriented professional to ensure regulatory adherence while embracing our remote-friendly culture. Enjoy competitive compensation, flexible work arrangements, and opportunities for career growth in the vibrant financial hub of South Florida. What We Offer: Comprehensive benefits package, professional development stipends, and collaborative virtual work environment.
Responsibilities
- Develop and implement compliance frameworks adhering to federal/state regulations (SEC, FINRA, AML)
- Conduct risk assessments and internal audits for financial products/services
- Monitor regulatory changes and update policies/procedures accordingly
- Train staff on compliance protocols and ethical standards
- Manage regulatory reporting and documentation requirements
- Collaborate with legal and risk management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certifications (CRCM, CAMS, CCEP) strongly preferred
- Proficiency with compliance software (e.g., ComplianceEase, OnBase)
- Strong analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Experience with remote collaboration tools (Slack, Teams)