Job Description
Join our dynamic team as a Part-Time Compliance Officer and play a pivotal role in safeguarding our organization's regulatory integrity. This position offers a flexible schedule while allowing you to make significant impacts in risk management and policy enforcement. Ideal for professionals seeking part-time engagement without compromising career growth.
Responsibilities
- Monitor and interpret federal/state regulations (BFS, CFPB, etc.) for financial services compliance
- Conduct internal audits and risk assessments across operational departments
- Develop/update compliance policies and procedural documentation
- Train staff on regulatory requirements and ethical conduct standards
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed compliance reports for executive stakeholders
- Collaborate with legal counsel on regulatory changes and enforcement actions
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of California and federal banking regulations
- Proficient in compliance software (e.g., ComplianceEase, MetricStream)
- Excellent analytical and problem-solving abilities
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional written communication and documentation skills
- Ability to work independently with minimal supervision