Job Description
Join our award-winning financial institution as a Senior Compliance Officer and lead critical regulatory initiatives in the heart of Newark's thriving business district. We offer a competitive compensation package, comprehensive benefits, and opportunities for career advancement in a dynamic environment. This role is perfect for detail-oriented professionals with a passion for ethical finance and risk mitigation.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (Dodd-Frank, AML, BSA)
- Conduct risk assessments and internal audits for financial products
- Train staff on regulatory changes and compliance protocols
- Collaborate with legal and audit teams on remediation strategies
- Monitor regulatory updates and advise on policy adjustments
- Manage compliance reporting to FINRA/FDIC authorities
- Lead investigations of potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of NJ/NY regulatory landscapes
- Relevant certifications (CRCM, CAMS, CCEP)
- Advanced analytical and problem-solving skills
- Exceptional written communication and documentation abilities
- Experience with compliance software (e.g., MetricStream, Wolters Kluwer)