Job Description
Are you a detail-oriented professional with a passion for integrity and regulatory excellence? Apex Global Financial Services is seeking a highly skilled Compliance Officer to join our dynamic team in the heart of Miami. As a key player in our risk management division, you will ensure our operations adhere to all federal and state regulations, safeguarding our clients' assets and the company's reputation.
Join us in Miami, FL, a thriving hub for international finance and trade. We offer a competitive compensation package, comprehensive benefits, and a collaborative environment where your expertise will directly impact our strategic growth.
Why Join Apex Global?
- Competitive Salary: $85,000 - $115,000 depending on experience.
- Health & Wellness: Premium medical, dental, and vision coverage.
- Growth Opportunities: Clear pathways for career advancement within the firm.
- Modern Culture: A diverse, inclusive workplace in the prestigious Brickell district.
Responsibilities
- Oversee Compliance Programs: Develop, implement, and monitor internal policies and procedures to ensure compliance with federal laws (e.g., OFAC, SEC) and industry standards.
- Risk Assessment: Conduct regular risk assessments to identify potential vulnerabilities in our business processes and recommend mitigation strategies.
- Auditing & Reporting: Perform internal audits and prepare detailed compliance reports for senior management and regulatory bodies.
- Training & Education: Deliver regular compliance training sessions to employees to foster a culture of ethical conduct and awareness.
- Investigation: Lead investigations into potential breaches of policy or suspicious activities to ensure accountability.
- Regulatory Liaison: Act as the primary point of contact for external regulators and auditors.
Qualifications
- Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field required; Master’s degree or Juris Doctor (JD) preferred.
- Experience: Minimum of 3-5 years of experience in compliance, risk management, or a related financial sector role.
- Certifications: CAMS (Certified Anti-Money Laundering Specialist) or CFE (Certified Fraud Examiner) certification is highly desirable.
- Technical Skills: Proficiency in compliance management software (e.g., Reliance, NICE Actimize) and MS Office Suite.
- Communication: Excellent written and verbal communication skills with the ability to explain complex regulations clearly.
- Attention to Detail: Strong analytical skills and the ability to detect anomalies in data.