Job Description
Join Milwaukee Financial Partners as a Senior Compliance Officer and lead our regulatory compliance initiatives in the heart of Wisconsin's financial hub. We're seeking a detail-oriented professional to ensure adherence to federal regulations (including SEC, FINRA, and CFPB) while driving a culture of compliance excellence. This hybrid role offers competitive benefits, professional development opportunities, and the chance to shape compliance frameworks for a growing financial institution.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with regulatory requirements
- Conduct risk assessments and internal audits to identify compliance gaps
- Advise senior leadership on regulatory changes and their operational impact
- Prepare and submit regulatory reports to state and federal authorities
- Train staff on compliance policies and procedures
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of federal/state financial regulations
- Certified Regulatory Compliance Manager (CRCM) designation
- Excellent analytical and problem-solving skills
- Experience with compliance management software
- Ability to communicate complex concepts to non-technical stakeholders
- Valid driver's license and reliable transportation