Job Description
Join our elite compliance team at Global Financial Solutions Inc. in Charlotte's thriving financial district. We're seeking a Senior Compliance Officer to drive regulatory excellence and safeguard our operations in a dynamic banking environment. This high-impact role offers competitive compensation, comprehensive benefits, and opportunities for career advancement in one of America's fastest-growing financial hubs.
As a key member of our risk management division, you'll implement cutting-edge compliance frameworks while enjoying Charlotte's renowned quality of life – from world-class dining to outdoor recreation at nearby Lake Norman. This position reports directly to the Chief Compliance Officer with quarterly performance reviews and clear promotion pathways.
Responsibilities
- Develop and execute comprehensive compliance programs aligned with federal regulations (FCRA, BSA/AML, ECOA)
- Conduct risk assessments and internal audits across 15+ business units
- Lead regulatory examinations with federal agencies (OCC, FDIC, Federal Reserve)
- Mentor junior compliance analysts and cross-departmental training initiatives
- Monitor emerging regulations and propose policy adjustments to executive leadership
- Manage compliance technology stack implementation and optimization
Qualifications
- Bachelor's degree in Finance, Law, or related field; JD/MBA preferred
- 7+ years compliance experience in banking or financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Advanced knowledge of federal banking regulations and state-specific requirements
- Expertise in risk management frameworks and compliance automation tools
- Proven track record leading successful regulatory examinations
- Exceptional analytical skills with attention to detail