Job Description
Join Global Financial Partners LLC as a Compliance Officer in Jersey City, NJ and enjoy the stability of weekly paychecks! We're seeking a detail-oriented professional to ensure regulatory adherence in our dynamic financial services environment. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in compliance operations.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct risk assessments and internal audits across financial operations
- Develop and maintain compliance documentation and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
- Ensure adherence to AML, BSA, and FINRA regulations
- Prepare regulatory reports and maintain audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Strong knowledge of federal/state financial regulations
- Experience with compliance monitoring software (e.g., NASD, FINRA tools)
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills