Job Description
Join our award-winning financial institution as a Senior Compliance Officer and become a guardian of regulatory excellence. In this high-impact role, you'll shape our compliance framework while enjoying competitive compensation and career growth opportunities. We offer comprehensive benefits including health insurance, retirement plans, and professional development stipends.
Our Cincinnati office is conveniently located in the heart of the business district with easy access to public transportation. We foster an inclusive culture that values innovation and work-life balance.
Responsibilities
- Develop and implement enterprise-wide compliance programs aligned with federal regulations (Dodd-Frank, SOX, AML)
- Conduct risk assessments and internal audits across all business units
- Lead regulatory examinations and coordinate with external auditors
- Train 200+ employees on compliance policies and procedures
- Monitor legislative changes and update compliance protocols accordingly
- Manage compliance reporting to executive leadership and board committees
- Collaborate with legal and risk management teams on mitigation strategies
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 7+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) designation required
- Expert knowledge of SEC, FINRA, and OCC regulations
- Proven track record of leading compliance transformations
- Advanced data analysis skills with SQL and Tableau
- Exceptional written and verbal communication abilities