Job Description
Are you a strategic thinker with a passion for regulatory excellence? Valley Financial Group is looking for a highly skilled Senior Compliance Officer to lead our risk management initiatives in Chandler, AZ. We are a rapidly expanding financial institution dedicated to integrity, transparency, and innovation.
In this high-impact role, you will ensure our operations align with federal and state regulations, develop robust compliance frameworks, and protect our organization from financial and reputational risk. We offer a competitive compensation package, comprehensive benefits, and a collaborative work environment for top-tier talent.
Why Join Us?
- High Salary & Bonus Structure: Top-tier compensation for experienced professionals.
- Modern Environment: Work in a state-of-the-art office in the thriving Chandler business district.
- Professional Growth: Clear pathways for career advancement within a Fortune 500 environment.
Apply today to take your compliance career to the next level!
Responsibilities
- Conduct comprehensive internal audits and risk assessments to ensure adherence to regulatory standards (SOX, GLBA, etc.).
- Develop, implement, and maintain a robust Compliance Management System (CMS) tailored to our business needs.
- Monitor changes in federal and state laws to advise the executive team on necessary operational adjustments.
- Oversee the investigation of compliance violations and implement corrective actions to prevent recurrence.
- Provide regular training and guidance to employees on compliance policies, procedures, and ethical standards.
- Prepare and present detailed compliance reports to the Board of Directors and regulatory bodies.
Qualifications
- Minimum of 5-7 years of experience in compliance, risk management, or internal auditing within the financial services sector.
- Bachelor’s degree in Finance, Law, Business Administration, or a related field (Master’s degree preferred).
- Certification such as CFA, CFE, CIA, or CAMS is highly desirable.
- Deep knowledge of federal banking regulations, anti-money laundering (AML), and know-your-customer (KYC) protocols.
- Exceptional analytical skills with the ability to interpret complex regulatory data.
- Strong verbal and written communication skills, with the ability to influence senior leadership.