Job Description
Join our dynamic team as a Senior Compliance Officer at Global Financial Group, where integrity meets innovation. We're seeking a detail-oriented professional to safeguard our operations and uphold regulatory excellence in the heart of Tampa's thriving financial district. Enjoy competitive compensation, comprehensive benefits, and a culture that values professional growth.
Responsibilities
- Monitor and ensure adherence to federal regulations (SEC, FINRA, CFPB) and state compliance frameworks
- Develop, implement, and maintain robust compliance policies and procedures
- Conduct internal audits and risk assessments with actionable remediation plans
- Lead regulatory reporting initiatives and coordinate with external examiners
- Deliver compliance training programs to 200+ employees across 5 departments
- Collaborate with legal and executive teams on emerging regulatory trends
Qualifications
- Bachelor's degree in Finance, Business Administration, or related field (Master's preferred)
- 5+ years compliance experience in financial services or fintech
- Active CRCM, CCEP, or CAMS certification required
- Expertise in AML, KYC, and transaction monitoring systems
- Proven ability to interpret complex regulatory changes (e.g., Dodd-Frank)
- Advanced proficiency in compliance software (e.g., RSA Archer, MetricStream)
- Exceptional written communication skills for policy documentation