Job Description
Join our award-winning financial institution as a Senior Compliance Officer and become a guardian of regulatory excellence. We're seeking a detail-driven professional to navigate complex regulatory landscapes while fostering a culture of ethical integrity. Enjoy competitive compensation, comprehensive benefits, and opportunities for career growth in Baltimore's thriving financial district.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FinCEN, SEC, OCC)
- Conduct risk assessments and internal audits for banking operations
- Train staff on AML/KYC protocols and regulatory updates
- Investigate potential violations and prepare remediation plans
- Liaise with regulatory agencies during examinations and inquiries
- Update compliance policies to reflect industry changes
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- CAMS or CRCM certification required
- Expert knowledge of banking regulations (BANK SEC Act, Dodd-Frank)
- Strong analytical and investigative skills
- Advanced proficiency in RegTech platforms (e.g., ComplyAdvantage)