Job Description
Join our elite compliance team at Global Financial Solutions Inc., a leader in financial services innovation. We're seeking a highly skilled Senior Compliance Officer to ensure regulatory adherence while driving strategic risk management. This high-impact role offers competitive compensation, comprehensive benefits, and career advancement in Chandler's thriving business ecosystem.
Responsibilities
- Develop and implement robust compliance programs aligned with federal regulations (SOX, AML, BSA)
- Conduct risk assessments and internal audits across financial operations
- Collaborate with legal and executive teams on regulatory policy updates
- Train staff on compliance protocols and emerging regulatory requirements
- Manage investigations of potential compliance violations
- Prepare detailed reports for senior leadership and regulatory bodies
- Monitor industry trends to proactively address compliance risks
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Expertise in FINRA, SEC, and OCC regulations
- Advanced proficiency in compliance management software (e.g., RSA Archer)
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills