Job Description
Join our award-winning financial institution in Tucson as a Senior Compliance Officer! We're seeking a detail-oriented professional to safeguard regulatory integrity while driving our mission of ethical financial services. This direct hire role offers competitive compensation, comprehensive benefits, and growth opportunities in a collaborative environment. If you thrive in compliance innovation and want to make an impact in Arizona's vibrant financial sector, apply today!
Responsibilities
- Develop and implement robust compliance frameworks aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits across banking operations
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal team to ensure regulatory filings accuracy
- Monitor industry trends and propose process improvements
Qualifications
- Bachelor's degree in Finance, Business, or Law required
- 5+ years compliance experience in financial services
- CCEP or CRCM certification preferred
- Expert knowledge of Arizona banking regulations
- Advanced analytical and problem-solving skills
- Strong proficiency in compliance software (e.g., Fiserv, Accuity)
- Exceptional written/verbal communication abilities