Job Description
Join our elite compliance team at Global Financial Solutions Inc. and shape the future of regulatory excellence in Durham's thriving financial district. We seek a driven Senior Compliance Officer to implement robust frameworks ensuring adherence to federal regulations (Dodd-Frank, AML, FINRA) while driving innovation in risk management. Enjoy a competitive compensation package with comprehensive benefits, remote flexibility options, and opportunities for career advancement in one of America's fastest-growing tech hubs.
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs across all business units
- Conduct internal audits and risk assessments to identify regulatory vulnerabilities
- Lead investigations of compliance breaches and recommend corrective actions
- Collaborate with legal and executive teams on regulatory policy updates
- Train staff on compliance protocols and regulatory changes
- Prepare detailed reports for senior management and regulatory bodies
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 7+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and federal banking regulations
- Certified Compliance & Ethics Professional (CCEP) designation required
- Proven track record of developing compliance frameworks
- Advanced analytical skills with regulatory interpretation expertise
- Exceptional communication and stakeholder management abilities
- Experience with compliance management software (e.g., MetricStream, OneTrust)