Job Description
Join our award-winning team as a Senior Compliance Officer in Irvine, CA! We're seeking a detail-oriented professional to safeguard our organization's integrity while driving strategic compliance initiatives. This hybrid role offers competitive compensation, comprehensive benefits, and career advancement opportunities in a dynamic tech environment.
As a key member of our Risk Management division, you'll ensure adherence to federal regulations (SOX, FCPA), industry standards, and internal policies. Collaborate with cross-functional teams to implement compliance frameworks, conduct risk assessments, and maintain audit readiness. Enjoy flexible work arrangements and professional development support.
Responsibilities
- Develop, implement, and monitor compliance programs across all business units
- Conduct internal audits and investigations to identify regulatory risks
- Advise stakeholders on regulatory changes and policy updates
- Prepare compliance reports for executive leadership and regulatory bodies
- Train employees on compliance protocols and ethical standards
- Manage vendor due diligence and third-party risk assessments
- Coordinate with external auditors and legal counsel
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field (Master's preferred)
- 5+ years of compliance experience in technology or finance sector
- Strong knowledge of SOX, FCPA, GDPR, and California regulations
- Certification (CCO, CCEP, or CAMS) highly desirable
- Expertise in risk assessment frameworks and audit methodologies
- Exceptional analytical and problem-solving skills
- Proficiency with compliance software (e.g., RSA Archer, LogicGate)
- Ability to communicate complex concepts to non-technical stakeholders