Job Description
Join our elite compliance team at Global Financial Solutions Inc. as a Senior Compliance Officer in Indianapolis. We're seeking a detail-oriented professional to safeguard our operations against regulatory risks while driving ethical business practices. This high-impact role offers competitive compensation and career advancement opportunities in a dynamic financial services environment.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (SEC, FINRA, CFTC)
- Conduct internal audits and risk assessments for financial transactions
- Advise leadership on regulatory changes affecting capital markets operations
- Train staff on AML, KYC, and anti-fraud protocols
- Manage regulatory reporting and documentation requirements
- Collaborate with legal and audit departments on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) designation
- Expertise in Dodd-Frank Act and Indiana financial regulations
- Advanced knowledge of risk management frameworks
- Exceptional analytical and communication skills