Job Description
Join our award-winning team as a Senior Compliance Officer at Global Financial Solutions Inc. in Newark, NJ. This is your opportunity to make an immediate impact in a dynamic financial environment while advancing your career. We offer competitive compensation, comprehensive benefits, and a collaborative culture that values integrity and innovation. Start tomorrow in a role where your expertise will shape our regulatory framework and protect our clients' interests. Apply today to become part of our commitment to excellence in financial compliance.
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs aligned with federal regulations (SEC, FINRA, CFTC) and industry best practices
- Conduct regular risk assessments and internal audits to identify compliance gaps and recommend corrective actions
- Monitor regulatory changes and provide guidance to stakeholders on policy updates and implementation
- Lead investigations into compliance violations and prepare detailed reports with mitigation strategies
- Collaborate with legal, operations, and risk management teams to ensure cohesive compliance frameworks
- Train staff on compliance protocols and regulatory requirements
- Maintain meticulous documentation of compliance activities and reporting
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's or JD preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of SEC regulations, FINRA rules, and AML/BSA requirements
- Relevant certifications (e.g., CRCM, CAMS, CCEP) highly desirable
- Exceptional analytical skills with attention to detail and accuracy
- Proven ability to interpret complex regulatory guidelines and implement practical solutions
- Excellent communication skills for training and stakeholder collaboration
- Experience with compliance management software and data analytics tools