Job Description
Join Delta Financial Group's elite compliance team in the vibrant heart of New Orleans! We're seeking a Senior Compliance Officer to drive regulatory excellence in our dynamic financial services environment. This high-impact role offers unparalleled career growth, competitive compensation, and the opportunity to shape compliance strategy for a top-tier institution. Enjoy our state-of-the-art downtown office with panoramic views of the Mississippi River, comprehensive benefits package, and a culture that values integrity and innovation. Apply today to become part of New Orleans' premier financial compliance team.
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs adhering to federal (SEC, FINRA) and state regulations
- Conduct rigorous risk assessments and internal audits for banking operations and investment products
- Lead regulatory reporting initiatives and prepare examinations for FDIC and OCC
- Train staff on AML, KYC, and anti-fraud protocols across 15+ business units
- Collaborate with legal counsel to update policies on evolving financial regulations
- Manage compliance investigations and recommend corrective actions for policy violations
- Oversee vendor due diligence processes for third-party service providers
Qualifications
- Bachelor's degree in Finance, Law, or related field; JD or MBA preferred
- 7+ years of compliance experience in financial services with 3+ in leadership
- Deep expertise in Dodd-Frank Act, BSA/AML, and SEC regulations
- Proven track record of managing complex compliance audits and examinations
- Strong analytical skills with advanced proficiency in compliance software (e.g., Certegy, NICE Actimize)
- Series 7, 24, or 63/65 licenses required
- Exceptional communication skills with ability to present to executive leadership
- Experience with international regulatory frameworks a plus