Job Description
Join our prestigious financial institution in Durham, NC as a Senior Compliance Officer. This high-paying role offers the opportunity to shape our compliance framework and ensure adherence to federal and state regulations. We offer a competitive salary, comprehensive benefits, and a dynamic work environment.
As a key member of our compliance team, you will be responsible for developing and implementing policies, conducting risk assessments, and staying updated on the latest regulatory changes. This is a unique opportunity to advance your career in compliance with a leading employer in the region.
Responsibilities
- Develop, implement, and monitor compliance programs to ensure adherence to regulatory requirements.
- Conduct regular risk assessments and internal audits to identify compliance gaps.
- Stay current with regulatory changes and advise the organization on compliance implications.
- Provide training to employees on compliance policies and procedures.
- Collaborate with legal, risk, and business units to address compliance issues.
- Prepare and submit regulatory reports as required by law.
- Lead investigations into compliance violations and recommend corrective actions.
Qualifications
- Bachelor's degree in Finance, Business, Law, or a related field; Master's degree preferred.
- Minimum of 5 years of experience in compliance, preferably in the financial services industry.
- Strong knowledge of federal and state regulations, including Dodd-Frank, SEC, and FINRA rules.
- Excellent analytical, communication, and problem-solving skills.
- Professional certification such as CRCM, CCEP, or CAMS is highly desirable.
- Ability to work independently and as part of a team in a fast-paced environment.
- Proficiency in compliance management software and MS Office Suite.