Job Description
Join our award-winning financial institution as a Senior Compliance Officer and lead critical regulatory initiatives in Indianapolis' thriving business district. This high-impact role offers competitive compensation and the opportunity to shape compliance frameworks for a Fortune 500 company. You'll work in a state-of-the-art facility with comprehensive benefits including equity participation and unlimited PTO. We're seeking a detail-oriented professional to ensure adherence to federal regulations while driving ethical business practices.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with SEC, FINRA, and Federal Reserve regulations
- Conduct thorough risk assessments and internal audits across all business units
- Lead regulatory examinations and coordinate with external auditors and government agencies
- Design and deliver compliance training programs for 500+ employees
- Manage incident response protocols and regulatory reporting requirements
- Collaborate with legal and executive teams on policy development and regulatory updates
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's or JD preferred)
- 7+ years of compliance experience in financial services or regulated industry
- Active CCO (Certified Compliance Officer) or CRCM designation required
- Deep expertise in Dodd-Frank, AML, and SEC regulations
- Proven track record of managing complex regulatory examinations
- Advanced data analysis skills with regulatory reporting tools (e.g., ACL, Tableau)
- Strong project management with PMP certification preferred