Job Description
Join our dynamic team at Global Financial Partners, a leading investment firm in Boston's Financial District. We're seeking a detail-oriented Compliance Officer to ensure adherence to regulatory standards while driving ethical business practices. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in a fast-paced environment.
Responsibilities
- Monitor regulatory changes (SEC, FINRA, MAS) and update compliance frameworks accordingly
- Conduct internal audits and risk assessments across trading operations
- Develop and implement compliance training programs for 200+ employees
- Investigate potential violations and prepare regulatory reports
- Collaborate with legal and operations teams to mitigate compliance risks
- Manage vendor compliance due diligence processes
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Expert knowledge of SEC/FINRA regulations
- Strong analytical skills with attention to detail
- Experience with compliance monitoring software (e.g., Actimize)