Job Description
Join our elite compliance team at Global Financial Services Inc., a premier financial institution headquartered in Manhattan's vibrant Financial District. We seek a highly skilled Senior Compliance Officer to navigate the complex regulatory landscape and ensure adherence to federal, state, and international compliance standards. This critical role offers unparalleled career growth in a dynamic environment where your expertise directly shapes our risk management framework and corporate governance policies. Enjoy a competitive compensation package, comprehensive benefits, and the opportunity to work alongside industry leaders in one of the world's most prestigious financial hubs.
Responsibilities
- Develop, implement, and monitor robust compliance programs aligned with FINRA, SEC, NYDFS, and international regulations
- Conduct comprehensive risk assessments and internal audits to identify compliance gaps
- Provide expert guidance on anti-money laundering (AML), Bank Secrecy Act (BSA), and sanctions compliance
- Collaborate with legal, operations, and senior leadership on regulatory changes and policy updates
- Lead investigations into potential compliance violations and recommend corrective actions
- Train staff on compliance protocols and regulatory requirements
- Prepare detailed compliance reports for executive teams and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Law, Business Administration, or related field; advanced degree preferred
- Minimum 7+ years of compliance experience in financial services or regulated industries
- Deep expertise in FINRA, SEC, NYDFS, and international regulatory frameworks
- Professional certifications (e.g., CAMS, CCEP, CRCM) strongly preferred
- Proven track record of developing and implementing compliance programs
- Exceptional analytical skills and attention to detail
- Strong communication abilities for training stakeholders and reporting to regulators
- Experience with compliance monitoring software (e.g., NASD, Bloomberg Law)