Job Description
Join our elite compliance team at Global Financial Solutions Inc. and become a guardian of ethical excellence in the heart of Columbus' thriving financial district. We're seeking a meticulous Senior Compliance Officer to architect and execute robust regulatory frameworks that protect our organization while driving sustainable growth. This premium role offers unparalleled career advancement in a dynamic, fast-paced environment where your expertise directly shapes industry standards.
Enjoy comprehensive benefits including 401(k) matching, wellness stipends, and flexible remote work options. Our state-of-the-art downtown Columbus campus features collaborative innovation labs and executive-level amenities designed for peak performance.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal (SEC, FINRA, CFPB) and state regulations
- Conduct high-stakes risk assessments and internal audits across financial operations
- Lead cross-functional investigations of regulatory violations and implement corrective actions
- Advise senior leadership on emerging regulatory trends and policy implications
- Design and deliver compliance training initiatives for 200+ employees
- Manage regulatory reporting relationships with federal and state authorities
- Coordinate with external legal counsel on complex compliance matters
Qualifications
- Bachelor's degree in Finance, Law, or related field; MBA/JD preferred
- 7+ years compliance experience in financial services or regulated industries
- Active CRCM or CAMS certification required
- Deep expertise in Dodd-Frank, AML, and SEC regulations
- Proven track record of designing compliance frameworks for $1B+ organizations
- Advanced proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Exceptional analytical skills with attention to regulatory nuances
- Strong presentation skills for executive-level communications