Job Description
Join our elite compliance team as a Senior Compliance Officer in San Jose, CA. We're seeking a detail-oriented professional to ensure regulatory adherence while driving strategic compliance initiatives. This high-impact role offers competitive compensation, career growth, and the opportunity to shape compliance frameworks in the fintech industry.
Our ideal candidate will thrive in a fast-paced environment, collaborating with legal, risk, and operations teams. You'll be instrumental in maintaining our reputation as a trusted financial services provider while safeguarding our organization against regulatory risks.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal/state regulations (BSC, AML, CCPA)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports for executive leadership and board committees
- Train staff on compliance policies and regulatory updates
- Collaborate with legal team on regulatory changes and enforcement actions
- Manage compliance investigations and corrective action plans
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 7+ years compliance experience in fintech or financial services
- Strong knowledge of CA state and federal financial regulations
- Professional certifications (CRCM, CAMS, or CCEP) required
- Advanced analytical skills with regulatory reporting experience
- Excellent written/verbal communication and presentation abilities